Companies allow you to track details related to companies your firm works with. These include vendors, custodians, financial institutions, COIs, and advisors. You can track Due Diligence, Documents & Contracts, and Activities, like emails and phone calls, all in one place.

One feature for Companies in the Elements Asset Manager App is the Aggregated Information. This is a roll-up, calculated value, based on the related Investor Accounts.

Where can I see Companies?

To Access Companies go to Companies on the Navigation Bar. You will see a list of All, Recently Viewed, or other views that you or your firm create. Each of these views is searchable, sortable, and filterable. To view specific details of a company, click the Company Name.

What's in a Company?

Highlights

• Main Phone
• City
• State/Province

Related List Quick Links

• Employment History
• Financial Accounts
• Relationships/Companies
• Due Diligence
• Financial Assets (Company)
• Financial Liabilities (Creditor)
• Financial Liabilities (Lender)
• Financial Assets (Debtor)
• Sponsorships
• Distribution Channels
• Distribution Team
• Investment Managers
• Investment Accounts
• Rep Codes
• Vendor Contracts
• Notes
• Files

Company Menu

• Details
• Related
• Notes & Files

Company Information

• Company Name
• Main Phone
• Company Website
• Fax
• Is Custodian?
• Industry
• Relationship
• Owner
• Is Vendor
• Address line 1
• City
• Zip/Postal code
• Country
• State/Province

Due Diligence

• Contract reviewed?
• Active Legal proceedings
• AML Training
• Last Audit
• Insurance Notes
• Business lines of the company
• Master Service Agreement reviewed?
• Active Legal Proceedings List
• Adherence to AML Laws
• Insurance
• Business Continuity Plan
• Political Exposure Notes

Activity

• Activity Timeline