An investment manager is a person or organization that makes investment decisions about portfolios of securities on behalf of clients under the investment objectives and parameters the client has defined. An investment manager may handle all activities associated with the management of client portfolios, from day-to-day buying and selling of securities to portfolio monitoring, transaction settlement, performance measurement, and regulatory and client reporting. We have added Investment Manager to the Wealth Management platform so that you can more easily track the Investment Managers you work with, including using our new Due Diligence tools to track key, and even required information about your partners.
Creating New Investment Managers
The main way to create an Investment Manager is to go to Elements Financial App > Investment Manager > New.
From here, you enter the requested and required information about the Investment Manager.
What's in an Investment Manager?
- Investment Manager Name
- Investment Manager Status
- Date of Incorporation or Formation
- Filed Form 13F for current calendar year
- Listed on any stock exchange/securities?
- Use of Placement Agent
- Name of Placement Agent
- Due Diligence
- Regulatory Body that Supervises Firm
- Registration No.
- Performance fees for portfolios?
- Interested Parties
- Prime Broker
- Legal Advisor
- Notes & Files